Commission and Fees
| SERVICE | PARTICULARS | CHARGES |
|---|---|---|
| Trade-related Services | Commission: Broker Services Electronic Trading Services |
0.25% on gross value of transaction Minimum HK$100.00 per transaction 0.15% on gross value of transaction Minimum HK$ 50.00 per transaction |
| Transaction Levy | 0.0027% on gross value of transaction | |
| Trading Fee | 0.00565% on gross value of transaction | |
| Settlement Fee | 0.005% on gross value of transaction subject to a minimum fee of HK$ 2.00 | |
| Stamp Duty | 0.13% on gross value of transaction (round up to the nearest HK$1.00) |
|
| FRC Transaction Levy | 0.00015% on gross value of transaction | |
| Italian Financial Transaction Tax | 0.20% on gross value of transaction | |
| Scrip handling and settlement related services | Transfer Deed Stamp Duty | HK$ 5.00 per deed |
| Physical Stock Withdrawal : Handling Charge for Share Certificate Returned or Rejected by Registrar |
CCASS Fee - HK$ 3.50 per lot Handling Fee – HK$ 1.50 per lot ( Min HK$ 200.00 ) HK$150.00 per stock
|
|
| CCASS SI/ISI Settlement Fee | 0.01% on gross value of transaction subject to a minimum fee of HK$ 2.00 Handling Charge - SI : HK$ 200.00 per Stock ISI : HK$ 50.00 per Delivery order |
|
| Compulsory Share Buy-back | CCASS Default Fee - 0.25% on gross value of transaction | |
| Account Maintenance | Reproducing of Statement | HK$ 10.00 per copy (Waived for electronic copy within 3 months) (Issue of statements beyond 6 months is HK$ 100.00 per copy) |
| Confirmation of Securities or Account Balance | HK$150.00 | |
| CCASS Segregate Account Monthly Charge | HK$ 30.00 per month (Handling for account opening HK$100.00 per request) |
|
| Nominee Services And Corporate Actions | CCASS Corporate Action Charge (Rights, Offer, Warrant and Takeover subscriptions, etc.) |
HK$ 0.80 per board lot Handling Charge - HK$ 60.00 per order (Maximum fee of HK$500.00) |
| Cash Dividend : Scrip Fee CCASS Dividend Levy Handling Charge Deemed Scrip Fee |
HK$ 2.00 per board lot or part thereof on net increase in balance in the stock since the date on which fee was last collected 0.12% of dividend amount 0.50% on dividend amount (Minimum fee of HK$ 10.00) HK$1.25 per board lot or part thereof |
|
| Stock Dividend : Scrip Fee Handling Charge |
HK$1.50 per board lot or part thereof HK$10.00 per allocation |
|
| Retrace Dividend from CCASS : | CCASS Charge HK$200.00 per claim Handling Charge HK$200.00 per order |
|
| Financing And Other Service | Handling Charge for IPO Subscription | HK$100.00 per application for IPO financing service HK$30.00 per application for IPO cash subscription |
| Financing Rate for IPO Subscription | Subject to market rate | |
| Penalty for Returned Cheque | HK$100.00 | |
| Local Remittance (CHATS) | HK$100.00 per order | |
| Overseas Remittance (T.T.) | HK$ 100.00 plus bank charges | |
| Inactive Account Trading Platform Fee | HK$ 50.00 monthly | |
| AASTOCKS Streaming Real Time Stock Quote | HK$388 monthly | |
| US Person - FATCA Annual Administration Fee (On account basis) | HK$12,000.00 per account yearly |
The above fees are subject to change from time to time without prior notice.
All other disbursements and out-of-pocket expenses incurred by the BMI Securities will be charged to the accounts of the respective clients.